RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P•••••• K••••••
- M•••••• A••••• S••••••••• L•• BD affiliated currentsince Sep 17, 2026 · Lenexa, Ks
- A• W••••• M••••••••• L•• BD affiliated currentsince Aug 25, 2023 · Lenexa, Ks
- A• W••••• M••••••••• L•• BD affiliated currentsince Aug 25, 2023 · Lenexa, Ks
- G••• L••• A•••••••• L•• independent RIADec 3, 2021 to Aug 9, 2023 · Celebration, Fl
- W•••••• • R••• formerDec 23, 2014 to Aug 23, 2021 · Overland Park, Ks
- G••• L••• A•••••••• L•• to A• W••••• M••••••••• L••left Aug 9, 2023, registered Aug 25, 2023 (16 days) · RIA to affiliated broker-dealer or bank
- W•••••• • R••• to G••• L••• A•••••••• L••left Aug 23, 2021, registered Dec 3, 2021 (102 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• P•••••• K•••••• left G••• L••• A•••••••• L•• for A• W••••• M••••••••• L•• (registered 2023-08-25)Aug 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address