C••••••••• J••• L•••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 14, 2019 · Alta, Wy
• K•• I••••••••• S••••••• L•• BD affiliated
  Nov 15, 2016 to Jun 28, 2019 · Burlington, Vt
• G•••••• S•••• W••••• S•••••••• L••• BD affiliated
  May 11, 2015 to May 16, 2016 · Canonsburg, Pa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Mar 3, 2005 to Jul 22, 2009 · North Haven, Ct

• K•• I••••••••• S••••••• L•• to L•• F•••••••• L••
  left Jun 28, 2019, registered Jun 14, 2019 (-14 days) · Affiliated broker-dealer or bank to independent RIA
• G•••••• S•••• W••••• S•••••••• L••• to K•• I••••••••• S••••••• L••
  left May 16, 2016, registered Nov 15, 2016 (183 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to G•••••• S•••• W••••• S•••••••• L•••
  left Jul 22, 2009, registered May 11, 2015 (2119 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address