DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• D••••• B•••••

M• H••••••• S••••••••• I•••BD affiliatedPortland, Or dual registrantIAPD 4890829

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

2 y

since Feb 14, 2024

In the industry

21 y

since Jun 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M• H••••••• S••••••••• I••• BD affiliated current
since Feb 14, 2024 · Allentown, Pa
C••••••••• A••••••• A•••• M••••••••• L•• other
Nov 25, 2015 to Feb 14, 2024 · Bethlehem, Pa
C••••••••• I••••••••• I••••••••• L•• former
May 12, 2011 to Dec 31, 2017 · Bethlehem, Pa
M•• S••••••••• former
Jul 20, 2006 to Mar 3, 2011 · Bethlehem, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• A••••••• A•••• M••••••••• L•• to M• H••••••• S••••••••• I•••
left Feb 14, 2024, registered Feb 14, 2024 (0 days) · Other
C••••••••• I••••••••• I••••••••• L•• to C••••••••• A••••••• A•••• M••••••••• L••
left Dec 31, 2017, registered Nov 25, 2015 (-767 days) · channel change inside one enterprise, not a move · moved with a team
M•• S••••••••• to C••••••••• I••••••••• I••••••••• L••
left Mar 3, 2011, registered May 12, 2011 (70 days) · Other

Signals

B•••• D••••• B••••• left C••••••••• A••••••• A•••• M••••••••• L•• for M• H••••••• S••••••••• I••• (registered 2024-02-14)
Feb 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address