RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A•••• P••••
- R•• C•••••• M••••••• L•• national BD currentsince Sep 17, 2025 · Arlington, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Sep 18, 2025 · Atlanta, Ga
- B••• S••••••••• L•• formerMay 15, 2015 to Feb 17, 2021 · Alexandria, Va
- S••••••• I••••••••• S•••••••• I••• formerJul 13, 2010 to May 18, 2015 · Arlington, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 22, 2008 to Feb 12, 2009 · Washington, Dc
- W•••• F•••• A••••••• wirehouseFeb 21, 2007 to Feb 6, 2008 · Washington, Dc
- T••••• A••••••• S•••••••• I••• to R•• C•••••• M••••••• L••left Sep 18, 2025, registered Sep 17, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left May 18, 2015, registered May 15, 2015 (-3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Feb 12, 2009, registered Jul 13, 2010 (516 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 6, 2008, registered Dec 22, 2008 (320 days) · Wirehouse to wirehouse
- D••••• A•••• P•••• left T••••• A••••••• S•••••••• I••• for R•• C•••••• M••••••• L•• (registered 2025-09-17)Sep 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address