RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 13, 2026 · Columbus, Oh
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 14, 2023 to Dec 4, 2025 · Columbus, Oh
- M••••• S•••••• wirehouseAug 13, 2019 to Apr 6, 2022 · Columbus, Oh
- N••••••••• M••••• I••••••••• S••••••••• to J••• M••••• S••••••••• L••left Dec 4, 2025, registered Jan 13, 2026 (40 days) · Other
- M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 6, 2022, registered Apr 14, 2023 (373 days) · Other
- T•••• T••••• left N••••••••• M••••• I••••••••• S••••••••• for J••• M••••• S••••••••• L•• (registered 2026-01-13)Dec 4, 2025 · Advisor changed firm · fact
- T•••• T••••• left M••••• S•••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-04-14)Apr 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address