DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• G• S••••••

L••• P••••••• P•••••••• I•••independent RIAJacksonville, FlIA-onlyIAPD 4896668

Certified Financial Planner

Feed of 09/14/2026

Also filed as Stephen George Sanders

At current firm

0 y

since Oct 14, 2025

In the industry

18 y

since Feb 11, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••• P••••••• P•••••••• I••• independent RIA current
since Oct 14, 2025 · Jacksonville, Fl
E••••• J•••• national BD
Jul 6, 2022 to Sep 23, 2025 · St Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 19, 2008 to Jun 17, 2022 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to L••• P••••••• P•••••••• I•••
left Sep 23, 2025, registered Oct 14, 2025 (21 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jun 17, 2022, registered Jul 6, 2022 (19 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

S•••••• G• S•••••• left E••••• J•••• for L••• P••••••• P•••••••• I••• (registered 2025-10-14)
Sep 23, 2025 · Advisor changed firm · fact
S•••••• G• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2022-07-06)
Jun 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address