DFX Intelligence
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Registered advisor
E•••••••• A•• A••••
Feed of 09/14/2026
Also filed as E•••••••• A•• G••••••••• A•• G••••••••• A• A••••
At current firm
11 y
since Mar 25, 2015
In the industry
21 y
since Jun 27, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 25, 2015 · Fort Lauderdale, Fl
- H••• S••••••••• •••• I••• BD affiliatedOct 22, 2013 to Jan 20, 2015 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseMar 30, 2010 to Feb 7, 2012 · Plantation, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Mar 23, 2010 · Fort Lauderdale, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 7, 2006 to Oct 23, 2009 · Coral Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left Jan 20, 2015, registered Mar 25, 2015 (64 days) · Other
- M••••• S•••••• to H••• S••••••••• •••• I•••left Feb 7, 2012, registered Oct 22, 2013 (623 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 23, 2010, registered Mar 30, 2010 (7 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address