DFX Intelligence
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Feed of 09/14/2026
Also filed as Joe Fredrick Gledhill
At current firm
5 y
since Apr 16, 2021
In the industry
21 y
since Jan 21, 2005 (earliest exam, job or registration)
Prior registered firms
11
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 16, 2021 · Portland, Or
- J••• M••••• S••••••••• L•• wirehouseJan 22, 2021 to Apr 20, 2021 · Portland, Or
- T• A••••••••• I••• formerNov 17, 2020 to Jan 11, 2021 · Portland, Or
- T• A••••••••• I••• formerApr 20, 2018 to Nov 9, 2020 · Salem, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Nov 9, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerFeb 13, 2017 to Feb 26, 2018 · Saint Louis, Mo
- T• A••••••••• I••• formerJan 4, 2013 to Jul 7, 2015 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 4, 2013 to Jul 7, 2015 · Portland, Or
- U••• B•••••• I••••••••• I••• formerDec 13, 2010 to Dec 17, 2012 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 22, 2007 to Dec 15, 2010 · Portland, Or
- T• A••••••••• I••• formerOct 11, 2007 to Dec 15, 2010 · Portland, Or
- P••••••• • C•••••• formerOct 25, 2005 to Sep 20, 2007 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to E••••• J••••left Apr 20, 2021, registered Apr 16, 2021 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Jan 11, 2021, registered Jan 22, 2021 (11 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Nov 9, 2020, registered Apr 20, 2018 (-934 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 7, 2015, registered Jan 4, 2013 (-914 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 7, 2015, registered Jan 4, 2013 (-914 days) · channel change inside one enterprise, not a move
- U••• B•••••• I••••••••• I••• to T• A••••••••• I•••left Dec 17, 2012, registered Jan 4, 2013 (18 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 15, 2010, registered Oct 22, 2007 (-1150 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to U••• B•••••• I••••••••• I•••left Dec 15, 2010, registered Dec 13, 2010 (-2 days) · Other
- P••••••• • C•••••• to T• A••••••••• I•••left Sep 20, 2007, registered Oct 11, 2007 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address