RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• K•••••••••
- Title
- WEALTH MANAGEMENT ADVISORreportedonepointbfg.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- O••••••• B•• W••••• P••••••• independent RIA currentsince Nov 22, 2023 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDOct 21, 2019 to Nov 10, 2023 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 3, 2015 · Westport, Ct
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 12, 2008 to Jun 1, 2009 · Westport, Ct
- U•• F•••••••• S••••••• I••• wirehouseSep 28, 2006 to Apr 29, 2008 · Providence, Ri
- A••••••••• F•••••••• S•••••••• L•• to O••••••• B•• W••••• P•••••••left Nov 10, 2023, registered Nov 22, 2023 (12 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Dec 3, 2015, registered Oct 21, 2019 (1418 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Apr 29, 2008, registered Jul 12, 2008 (74 days) · Other
- J•••• E••••• K••••••••• left A••••••••• F•••••••• S•••••••• L•• for O••••••• B•• W••••• P••••••• (registered 2023-11-22)Nov 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address