RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• B•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 8, 2025 · Virginia Beach, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Nov 10, 2025 · Atlanta, Ga
- B••• S••••••••• L•• formerNov 30, 2017 to Feb 17, 2021 · Virginia Beach, Va
- U•• F•••••••• S••••••• I••• wirehouseAug 27, 2007 to Dec 11, 2017 · Norfolk, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 21, 2005 to Aug 9, 2007 · Norfolk, Va
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 10, 2025, registered Nov 8, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to B••• S••••••••• L••left Dec 11, 2017, registered Nov 30, 2017 (-11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Aug 9, 2007, registered Aug 27, 2007 (18 days) · Wirehouse to wirehouse
- M•••••• T••••• B••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-11-08)Nov 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address