RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• A••• H•••••
- B••• W••••• M••••••••• independent RIA currentsince Jul 11, 2023 · Lakewood Ranch, Fl
- C••••• • A••••••••• I••• independent RIAApr 29, 2019 to Jul 8, 2023 · Lutz, Fl
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Apr 24, 2019 · Tampa, Fl
- S••••••• I••••••••• I••• formerNov 30, 2015 to Nov 2, 2018 · Tampa, Fl
- P••••••• W••••• M••••••••• state registeredAug 29, 2014 to Oct 15, 2015 · Land O' Lakes, Fl
- C•••• C•••••• S••••••••• L••• formerApr 7, 2014 to Dec 31, 2014 · Land O' Lakes, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedDec 20, 2011 to Jul 1, 2013 · Tampa, Fl
- C••••• • A••••••••• I••• to B••• W••••• M•••••••••left Jul 8, 2023, registered Jul 11, 2023 (3 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• W•••••• I••• to C••••• • A••••••••• I•••left Apr 24, 2019, registered Apr 29, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- P••••••• W••••• M••••••••• to S••••••• I••••••••• I•••left Oct 15, 2015, registered Nov 30, 2015 (46 days) · Other
- C•••• C•••••• S••••••••• L••• to P••••••• W••••• M•••••••••left Dec 31, 2014, registered Aug 29, 2014 (-124 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to C•••• C•••••• S••••••••• L•••left Jul 1, 2013, registered Apr 7, 2014 (280 days) · Other
- K••• A••• H••••• left C••••• • A••••••••• I••• for B••• W••••• M••••••••• (registered 2023-07-11)Jul 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address