DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Base Wealth Management
Legal name Base Wealth Management LLC
Latest filing Mar 24, 2026
First filing on the tape Sep 1, 2022 · 11 filings
SEC status approved since Sep 30, 2022
RAUM
$326M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$326M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$46.6M
derived; firm RAUM over IAPD count
Employees
15
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$326M as of Mar 24, 2026
Jan 28, 2023$107M then
HNW client RAUM$78.9M as of Mar 24, 2026
Jan 28, 2023$24.3M then
State-registered IARs (5.B.3)9 as of Mar 24, 2026
Jan 28, 20232 then
Employees (5.A)15 as of Mar 24, 2026
Jan 28, 20235 then
Private funds: no history
RAUM +21% over the last fiscal year+45% a year over threeIARs 6 to 9
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $46.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 123derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $144,780derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$247M76%
- High-net-worth individuals$78.9M24%
- Charitable organizations$276,1490.1%
- Individual clients
- 835reported
- HNW clients
- 26reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 2,254reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Francis Dilascia | Lakewood Ranch, Fl | Oct 20, 2022 | 27 y | 1 |
| Kyle Alan Howell | Lakewood Ranch, Fl | Jul 11, 2023 | 15 y | 6 |
| Alexander Carson WolfeCertified Financial Planner | Lakewood Ranch, Fl | Aug 15, 2023 | 11 y | 3 |
| Joshua Michael Pisa | Lakewood Ranch, Fl | Jan 11, 2024 | 19 y | 3 |
| Jeremy Christopher RiggsCertified Financial Planner | Lakewood Ranch, Fl | Jul 9, 2024 | 17 y | 1 |
| James Peter Tucci | Lakewood Ranch, Fl | Mar 3, 2026 | 13 y | 1 |
| Chayne M RiggsCertified Financial Planner, Chartered Financial Consultant | Sanford, Nc | Aug 28, 2026 | 10 y | 2 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- Sean Michael Koscho to Newedge AdvisorsJan 16, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Chayne M Riggs from Cjc Wealth ManagementAug 28, 2026 · RIA to RIA
- James Peter Tucci from Sterling Bridge Financial Group LLCMar 3, 2026 · RIA to RIA
- Jeremy Christopher Riggs from Fidelity Personal And Workplace AdvisorsJul 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- Joshua Michael Pisa from Walters Strategic Advisors, LLCJan 11, 2024 · Other
- Alexander Carson Wolfe from Fourthought Financial Partners, LLC.Aug 15, 2023 · RIA to RIA
- Kyle Alan Howell from Calton & Associates, Inc.Jul 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Daniel Francis Dilascia from Intervest International, Inc.Oct 20, 2022 · RIA to a newly registered adviser
- Sean Michael Koscho from Intervest International, Inc.Oct 3, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Daniel Dilascia · Owner / Member And Ccocontrolsince 05/2022 · owns 75% or more
Related persons
Schedule D 7.A
- Base Tax LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lakewood Ranch, Fl · principal | 7 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Mar 24, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-02-21 and 2026-03-24; the peer median change was 0.0% (965 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 97% percentile
- employee count surgeChange between filings · filing Mar 24, 2026employees (Item 5.A) moved from 10.0 to 15.0 (+50.0%) between the annual amendments of 2025-02-21 and 2026-03-24; the peer median change was 0.0% (507 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (507) · 98% percentile
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 40.0% to 24.0% between the annual amendments of 2025-02-21 and 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,931 to 2,254Feb 21, 2025 to Mar 24, 2026
- Advisory employees · 6 to 9Feb 21, 2025 to Mar 24, 2026
- Charity clients · unset to 1.0Feb 21, 2025 to Mar 24, 2026
- HNW clients · 47 to 26Feb 21, 2025 to Mar 24, 2026
- Individual clients · 707 to 835Feb 21, 2025 to Mar 24, 2026
- Employees · 10 to 15Feb 21, 2025 to Mar 24, 2026
- State-registered IARs · 6 to 9Feb 21, 2025 to Mar 24, 2026
- Discretionary RAUM · $270M to $326MFeb 21, 2025 to Mar 24, 2026
- HNW RAUM · $109M to $78.9MFeb 21, 2025 to Mar 24, 2026
- Individual RAUM · $161M to $247MFeb 21, 2025 to Mar 24, 2026
- RAUM · $270M to $326MFeb 21, 2025 to Mar 24, 2026
- Accounts · 1,619 to 1,931Nov 12, 2024 to Feb 21, 2025
- Advisory employees · 5 to 6Nov 12, 2024 to Feb 21, 2025
- HNW clients · 36 to 47Nov 12, 2024 to Feb 21, 2025
- Individual clients · 631 to 707Nov 12, 2024 to Feb 21, 2025
- Financial planning clients · 1-10 to 26-50Nov 12, 2024 to Feb 21, 2025
- State-registered IARs · 5 to 6Nov 12, 2024 to Feb 21, 2025
- Other offices · 1 to 2Nov 12, 2024 to Feb 21, 2025
- Discretionary RAUM · $214M to $270MNov 12, 2024 to Feb 21, 2025
- HNW RAUM · $81.9M to $109MNov 12, 2024 to Feb 21, 2025
- Individual RAUM · $132M to $161MNov 12, 2024 to Feb 21, 2025
- RAUM · $214M to $270MNov 12, 2024 to Feb 21, 2025
- Other offices · 0 to 1Mar 1, 2024 to Nov 12, 2024
- Accounts · 1,020 to 1,619Nov 2, 2023 to Mar 1, 2024
- Advisory employees · 4 to 5Nov 2, 2023 to Mar 1, 2024
- HNW clients · 13 to 36Nov 2, 2023 to Mar 1, 2024
- Individual clients · 471 to 631Nov 2, 2023 to Mar 1, 2024
- Employees · 5 to 10Nov 2, 2023 to Mar 1, 2024
- Financial planning clients · 0 to 1-10Nov 2, 2023 to Mar 1, 2024
- State-registered IARs · 4 to 5Nov 2, 2023 to Mar 1, 2024
- Discretionary RAUM · $107M to $214MNov 2, 2023 to Mar 1, 2024
- HNW RAUM · $24.3M to $81.9MNov 2, 2023 to Mar 1, 2024
- Individual RAUM · $82.9M to $132MNov 2, 2023 to Mar 1, 2024
- RAUM · $107M to $214MNov 2, 2023 to Mar 1, 2024
- Related insurance company · false to trueNov 2, 2023 to Mar 1, 2024
- Advisory employees · 2 to 4Mar 2, 2023 to Sep 18, 2023
- State-registered IARs · 2 to 4Mar 2, 2023 to Sep 18, 2023
- Accounts · 0 to 1,020Nov 11, 2022 to Jan 28, 2023
- HNW clients · unset to 13.0Nov 11, 2022 to Jan 28, 2023
- Individual clients · unset to 471.0Nov 11, 2022 to Jan 28, 2023
Signals
3 dated events
- Sean Michael Koscho left Base Wealth Management for Newedge Advisors (registered 2026-01-15)Jan 16, 2026 · Advisor changed firm · fact
- Base Wealth Management reported RAUM $213.8M, up 99% from $107.2M (2023-11-02 to 2024-03-01)Mar 1, 2024 · RAUM change · derived
- Base Wealth Management filed its initial SEC registration (Form ADV)Sep 1, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/base-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 941-203-6040reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026