DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Carl Thuemmel
Certified Financial Planner
Feed of 09/15/2026
At current firm
6 y
since Jul 14, 2020
In the industry
20 y
since Apr 15, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Samalin Wealth independent RIA currentsince Jul 14, 2020 · Coppell, Tx
- Northwest Asset Management independent RIAJan 4, 2018 to Jul 7, 2020 · Coppell, Tx
- Spc BD affiliatedNov 20, 2015 to Dec 31, 2017 · Dallas, Tx
- Wells Fargo Advisors wirehouseAug 16, 2011 to Nov 25, 2015 · Dallas, Tx
- Mcgowan Group Asset Management, Inc. independent RIAAug 3, 2010 to Aug 22, 2011 · Dallas, Tx
- Wells Fargo Advisors wirehouseOct 9, 2009 to Aug 4, 2010 · Dallas, Tx
- Wells Fargo Advisors wirehouseJun 29, 2006 to Oct 12, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Northwest Asset Management to Samalin Wealthleft Jul 7, 2020, registered Jul 14, 2020 (7 days) · RIA to RIA
- Spc to Northwest Asset Managementleft Dec 31, 2017, registered Jan 4, 2018 (4 days) · Other
- Wells Fargo Advisors to Spcleft Nov 25, 2015, registered Nov 20, 2015 (-5 days) · Other
- Mcgowan Group Asset Management, Inc. to Wells Fargo Advisorsleft Aug 22, 2011, registered Aug 16, 2011 (-6 days) · Other
- Wells Fargo Advisors to Mcgowan Group Asset Management, Inc.left Aug 4, 2010, registered Aug 3, 2010 (-1 days) · Other
- Wells Fargo Advisors to Wells Fargo Advisorsleft Oct 12, 2009, registered Oct 9, 2009 (-3 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address