RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••••• L•••• G•••••••••
- N••••••• A••••••• state registered currentsince Dec 15, 2025 · Lithia, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedFeb 11, 2014 to Jun 16, 2020 · Orlando, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedNov 26, 2013 to Dec 31, 2015 · Orlando, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 18, 2013 · Tampa, Fl
- C•••• I••••••••• S••••••• C•••• formerJul 7, 2006 to Oct 1, 2012 · Tampa, Fl
- G•••••••• F••••••••• I•• unclassifiedAug 17, 2005 to Jun 23, 2006 · Tampa, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• to N••••••• A•••••••left Jun 16, 2020, registered Dec 15, 2025 (2008 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J••• M••••• S••••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••left Nov 18, 2013, registered Nov 26, 2013 (8 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- G•••••••• F••••••••• I•• to C•••• I••••••••• S••••••• C••••left Jun 23, 2006, registered Jul 7, 2006 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address