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Registered advisor
C••••••••• L•••• F••••••
Feed of 09/14/2026
Also filed as C••••••••• L•••• Welsch
At current firm
1 y
since Mar 31, 2025
In the industry
21 y
since Feb 16, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Springfield, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 23, 2024 to Mar 31, 2025 · Springfield, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 7, 2023 to Nov 27, 2023 · Media, Pa
- V••••••• A•••••••• I••• BD affiliatedMar 3, 2022 to May 9, 2023 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 27, 2023, registered Jan 23, 2024 (57 days) · Wirehouse to affiliated broker-dealer or bank
- V••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 9, 2023, registered Aug 7, 2023 (90 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- C••••••••• L•••• F•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-01-23)Nov 27, 2023 · Advisor changed firm · fact
- C••••••••• L•••• F•••••• left V••••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-07)May 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address