DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Henry Jaramillo
Feed of 09/14/2026
Also filed as James Henry Jaramillo
At current firm
15 y
since Apr 13, 2011
In the industry
21 y
since Apr 1, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Partners BD affiliated currentsince Apr 13, 2011 · Schaumburg, Il
- Sheridan Road Advisors, LLC, A Hub International Company formerOct 2, 2018 to Dec 31, 2018 · Milwuakee, Wi
- LPL Financial LLC BD affiliatedMar 30, 2011 to Mar 30, 2011 · Mequon, Wi
- Sagepoint Financial, Inc. formerSep 2, 2008 to Mar 23, 2011 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Sheridan Road Advisors, LLC, A Hub International Company to no registered destinationleft Dec 31, 2018 · Departure, no registered destination
- LPL Financial LLC to Independent Financial Partnersleft Mar 30, 2011, registered Apr 13, 2011 (14 days) · Other
- Sagepoint Financial, Inc. to LPL Financial LLCleft Mar 23, 2011, registered Mar 30, 2011 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address