DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••••• J••••• B•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as E• B••••••••• B••••••••• J••••• B••••••••• J••••• B•••••••••
At current firm
11 y
since May 19, 2015
In the industry
21 y
since Feb 11, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince May 19, 2015 · Overland Park, Ks
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 17, 2010 to Jun 4, 2014 · Tampa, Fl
- T• A••••••••• I••• formerJan 17, 2007 to Jun 4, 2014 · Fort Worth, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMApr 24, 2006 to Oct 30, 2006 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C••••••• P•••••••left Jun 4, 2014, registered May 19, 2015 (349 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 4, 2014, registered Nov 17, 2010 (-1295 days) · channel change inside one enterprise, not a move
- U••• I••••••••• S••••••• C•••••• to T• A••••••••• I•••left Oct 30, 2006, registered Jan 17, 2007 (79 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address