RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J•••••• D•••••
- S•••••••• P••••••• G•••• independent RIA currentsince Jun 7, 2021 · Bountiful, Ut
- F•••••••• W••••• M••••••••• L•• formerSep 9, 2019 to Jun 4, 2021 · D•••••, Ut
- T•• M••••• W••••• G•••• formerFeb 19, 2016 to Oct 14, 2016 · Cottonwood Heights, Ut
- H••••• I••••••••• A•• P•••••••• L•• formerNov 9, 2015 to Feb 18, 2016 · Sandy, Ut
- A•••• I••••••••• M••••••••• L•• unclassifiedApr 1, 2014 to Nov 5, 2015 · Kaysville, Ut
- F•••••••• W••••• M••••••••• L•• to S•••••••• P••••••• G••••left Jun 4, 2021, registered Jun 7, 2021 (3 days) · RIA to RIA
- T•• M••••• W••••• G•••• to F•••••••• W••••• M••••••••• L••left Oct 14, 2016, registered Sep 9, 2019 (1060 days) · Other
- H••••• I••••••••• A•• P•••••••• L•• to T•• M••••• W••••• G••••left Feb 18, 2016, registered Feb 19, 2016 (1 days) · Other
- A•••• I••••••••• M••••••••• L•• to H••••• I••••••••• A•• P•••••••• L••left Nov 5, 2015, registered Nov 9, 2015 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address