DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Martin Worley Group

Former SEC-registered adviserCottonwood Heights, UtahCRD 169006SEC 801-79164websiteIAPD
Latest filing Mar 27, 2025
First filing on the tape Jan 29, 2014 · 31 filings
SEC status approved since Feb 21, 2014
RAUM
$385M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$350M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$385M as of Mar 27, 2025
Feb 17, 2015$107M then
HNW client RAUM$306M as of Mar 27, 2025
Mar 29, 2018$125M then
State-registered IARs (5.B.3)5 as of Mar 27, 2025
Feb 17, 20153 then
Employees (5.A)5 as of Mar 27, 2025
Feb 17, 20154 then
Private funds: no history
RAUM +23% over the last fiscal year+10% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 27, 2025; every figure names its basis
RAUM per advisor
$77.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
54derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$426,826derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$306M79%
  • Individuals$44.1M11%
  • Corporations and businesses$23.1M6.0%
  • Charitable organizations$12.1M3.1%
Individual clients
141reported
HNW clients
131reported
Pension plan clients
0reported
Charitable clients
4reported
Accounts
902reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jo Terra Thurgood · Membercontrol
      since 01/2019 · owns 10% to 25%
    • Andrew Brian Worley · Ccocontrol
      since 01/2014 · owns less than 5%
    • Todd Barry Watson · Trusteecontrol
      since 05/2017 · owns F of Barry T. Watson Revocable Trust
    • Andrew Brian Worley · Trusteecontrol
      since 03/2008 · owns F of Worley Family Trust
    Entity owners
    • Barry T. Watson Revocable Trust · Member
      direct · owns 10% to 25%
    • Worley Family Trust · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Jack L Griffin
      insurancen
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Cottonwood Heights, Ut · principal004
    Lake Oswego, Or001
    Offices
    Schedule D 1.F, the 25 largest
    • Lake Oswego, OR1 employees
    What changed
    consecutive filings, newest first
    • Individual clients · 150 to 141
      Mar 28, 2024 to Mar 27, 2025
    • Assets in custody · $86.2M to $130M
      Mar 28, 2024 to Mar 27, 2025
    • Financial planning clients · More than 500 to 251-500
      Mar 28, 2024 to Mar 27, 2025
    • Discretionary RAUM · $313M to $385M
      Mar 28, 2024 to Mar 27, 2025
    • HNW RAUM · $263M to $306M
      Mar 28, 2024 to Mar 27, 2025
    • Individual RAUM · $43.2M to $44.1M
      Mar 28, 2024 to Mar 27, 2025
    • RAUM · $313M to $385M
      Mar 28, 2024 to Mar 27, 2025
    • Accounts · 862 to 902
      Mar 28, 2024 to Mar 27, 2025
    • Corporate clients · 2 to 10
      Mar 28, 2024 to Mar 27, 2025
    • HNW clients · 113 to 131
      Mar 28, 2024 to Mar 27, 2025
    • Accounts · 816 to 862
      Oct 20, 2023 to Mar 28, 2024
    • Charity clients · 3 to 4
      Oct 20, 2023 to Mar 28, 2024
    • Corporate clients · 6 to 2
      Oct 20, 2023 to Mar 28, 2024
    • HNW clients · 106 to 113
      Oct 20, 2023 to Mar 28, 2024
    • Individual clients · 154 to 150
      Oct 20, 2023 to Mar 28, 2024
    • Assets in custody · $66.2M to $86.2M
      Oct 20, 2023 to Mar 28, 2024
    • Discretionary RAUM · $260M to $313M
      Oct 20, 2023 to Mar 28, 2024
    • HNW RAUM · $197M to $263M
      Oct 20, 2023 to Mar 28, 2024
    • Individual RAUM · $36.7M to $43.2M
      Oct 20, 2023 to Mar 28, 2024
    • RAUM · $260M to $313M
      Oct 20, 2023 to Mar 28, 2024
    • Advisory activities · 3 to 4
      Mar 30, 2023 to Oct 20, 2023
    • Accounts · 762 to 816
      May 20, 2022 to Mar 30, 2023
    • Charity clients · 4 to 3
      May 20, 2022 to Mar 30, 2023
    • Corporate clients · 2 to 6
      May 20, 2022 to Mar 30, 2023
    • HNW clients · 97 to 106
      May 20, 2022 to Mar 30, 2023
    • Individual clients · 153 to 154
      May 20, 2022 to Mar 30, 2023
    • Assets in custody · $73.3M to $66.2M
      May 20, 2022 to Mar 30, 2023
    • Financial planning clients · 251-500 to More than 500
      May 20, 2022 to Mar 30, 2023
    • Discretionary RAUM · $286M to $260M
      May 20, 2022 to Mar 30, 2023
    • HNW RAUM · $233M to $197M
      May 20, 2022 to Mar 30, 2023
    • Individual RAUM · $41.2M to $36.7M
      May 20, 2022 to Mar 30, 2023
    • RAUM · $286M to $260M
      May 20, 2022 to Mar 30, 2023
    • Accounts · 593 to 762
      Mar 29, 2021 to Mar 21, 2022
    • Charity clients · 3 to 4
      Mar 29, 2021 to Mar 21, 2022
    • Corporate clients · 4 to 2
      Mar 29, 2021 to Mar 21, 2022
    • HNW clients · 90 to 97
      Mar 29, 2021 to Mar 21, 2022
    • Individual clients · 135 to 153
      Mar 29, 2021 to Mar 21, 2022
    • Pension plan clients · 1 to 0
      Mar 29, 2021 to Mar 21, 2022
    • Assets in custody · $47.1M to $73.3M
      Mar 29, 2021 to Mar 21, 2022
    • Financial planning clients · 101-250 to 251-500
      Mar 29, 2021 to Mar 21, 2022
    Signals
    10 dated events
    • The Martin Worley Group no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $385.0M)
      Dec 20, 2025 · Left the SEC roster · derived
    • The Martin Worley Group's advisors moved to Sequoia Financial Group, L.L.C. (Cottonwood Heights, UT): 4 of 5 registered, on the same day
      Oct 22, 2025 · Firm absorbed (people side) · derived
    • Shandon Dale Johnson left The Martin Worley Group for Sequoia Financial Group, L.L.C. (registered 2025-07-28)
      Oct 22, 2025 · Advisor changed firm · fact
    • Jack L Griffin left The Martin Worley Group for Sequoia Financial Group, L.L.C. (registered 2025-07-15)
      Oct 22, 2025 · Advisor changed firm · fact
    • Brian Andrew Worley left The Martin Worley Group for Sequoia Financial Group, L.L.C. (registered 2025-07-28)
      Oct 22, 2025 · Advisor changed firm · fact
    • Barry Todd Watson left The Martin Worley Group for Sequoia Financial Group, L.L.C. (registered 2025-07-28)
      Oct 22, 2025 · Advisor changed firm · fact
    • Terra Jo Thurgood left The Martin Worley Group for Sequoia Financial Group, L.L.C. (registered 2025-07-28)
      Oct 22, 2025 · Advisor changed firm · fact
    • Jo Terra Thurgood (Member) appeared on Schedule A of The Martin Worley Group
      Mar 28, 2019 · Control person joined · fact
    • Todd Barry Watson (Trustee) appeared on Schedule A of The Martin Worley Group
      Mar 28, 2019 · Control person joined · fact
    • The Martin Worley Group filed its initial SEC registration (Form ADV)
      Jan 29, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026