DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Noah D. Wertheimer
Feed of 09/15/2026
At current firm
0 y
since Nov 20, 2025
In the industry
21 y
since May 13, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Realta Investment Advisors, Inc BD affiliated currentsince Nov 20, 2025 · Wilmington, De
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Dec 6, 2019 · Englewood, Co
- Chase Investment Services Corp. formerJun 19, 2008 to Oct 1, 2012 · Greenwood Village, Co
- LPL Financial LLC BD affiliatedOct 17, 2007 to Apr 3, 2008 · Bingham Farms, Mi
- Morgan Stanley Dw Inc. unclassifiedMay 17, 2005 to Aug 23, 2006 · Centennial, Co
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Realta Investment Advisors, Incleft Dec 6, 2019, registered Nov 20, 2025 (2176 days) · Wirehouse to affiliated broker-dealer or bank
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Chase Investment Services Corp.left Apr 3, 2008, registered Jun 19, 2008 (77 days) · Other
- Morgan Stanley Dw Inc. to LPL Financial LLCleft Aug 23, 2006, registered Oct 17, 2007 (420 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address