DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Allen George Sawyer
Feed of 09/14/2026
At current firm
5 y
since Mar 30, 2021
In the industry
21 y
since Apr 1, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Personal Financial Services, LLC BD affiliated currentsince Mar 30, 2021 · Boston, Ma
- Citizens Securities, Inc. BD affiliatedJul 25, 2017 to Mar 5, 2021 · Boston, Ma
- Santander Securities BD affiliatedMay 25, 2016 to Jul 26, 2017 · Dorchester, Ma
- Global Portfolio Strategies, Inc. formerApr 1, 2008 to Feb 10, 2009 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Citizens Securities, Inc. to John Hancock Personal Financial Services, LLCleft Mar 5, 2021, registered Mar 30, 2021 (25 days) · Affiliated broker-dealer or bank to another
- Santander Securities to Citizens Securities, Inc.left Jul 26, 2017, registered Jul 25, 2017 (-1 days) · Other
- Global Portfolio Strategies, Inc. to Santander Securitiesleft Feb 10, 2009, registered May 25, 2016 (2661 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address