RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• W•••••
- W••••••• P••••••• • W••• L•• independent RIA currentsince Jul 30, 2021 · Orchard, Ny
- W••••••• P••••••• • E••• L•• independent RIA currentsince Jan 22, 2018 · Orchard, Ny
- W••••••• P••••••• • W•• • L•• independent RIA currentsince Jan 22, 2018 · Pittsburgh, Pa
- W••••••• P••••••• • W••• L•• independent RIAJan 22, 2018 to Dec 31, 2020 · Orchard, Ny
- W••••••• P••••••• • W•• • L•• independent RIAJan 14, 2016 to Dec 31, 2016 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Dec 31, 2009 · Pittsburgh, Pa
- N•••••• I••••••••• I••• unclassifiedDec 18, 2008 to Nov 13, 2009 · Pittsburgh, Pa
- W••••••• P••••••• • W••• L•• to W••••••• P••••••• • W•• • L••left Dec 31, 2020, registered Jan 22, 2018 (-1074 days) · RIA to RIA
- W••••••• P••••••• • W•• • L•• to W••••••• P••••••• • W••• L••left Dec 31, 2016, registered Jan 22, 2018 (387 days) · Other · moved with a team
- P•• W••••• M••••••••• to W••••••• P••••••• • W•• • L••left Dec 31, 2009, registered Jan 14, 2016 (2205 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address