DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• P••••••• • W•• • L••
Legal name W••••••• P••••••• • W••• L••
Latest filing Jul 22, 2026
First filing on the tape Nov 13, 2015 · 31 filings
SEC status approved since Dec 1, 2015
RAUM
$44.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$44.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$22.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$44.1M as of Jul 22, 2026
Feb 8, 2016$0 then
HNW client RAUM$21.0M as of Jul 22, 2026
Jan 22, 2018$32.2M then
State-registered IARs (5.B.3)2 as of Jul 22, 2026
Feb 8, 20161 then
Employees (5.A)3 as of Jul 22, 2026
Feb 8, 20161 then
Private funds: no history
RAUM +22% over the last fiscal year-9.3% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
- RAUM per advisor
- $22.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $423,719derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$23.1M52%
- High-net-worth individuals$21.0M48%
- Individual clients
- 96reported
- HNW clients
- 8reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 104reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• M•••••• R••••••••• | Pittburgh, Pa | Jul 22, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• J••• S••••••• to W••••••• P••••••• • W••• L••Dec 31, 2016 · Other
- R••••• B•••• W••••• to W••••••• P••••••• • W••• L••Dec 31, 2016 · Other
Joined, latest
- R••••• B•••• W••••• from W••••••• P••••••• • W••• L••Jan 22, 2018 · RIA to RIA
- R••••• B•••• W••••• from P•• W••••• M•••••••••Jan 14, 2016 · Other
- T••••• J••• S••••••• from L••••• C•••••• M••••••••• L••Jan 13, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for W••••••• P••••••• • W••• L••Dec 31, 2016 · Orchard, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••••• T•••••• J••• · Co-Managing Member And Coocontrolsince 11/2015 · owns 50% to 75%
- W•••••• R•••••• B•••• · Co-Managing Member And Ciocontrolsince 07/2017 · owns 50% to 75%
- C••••••••• K••••• M•••••• · Chief Compliance Officersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- W••••••• P••••••• • E••• L••investment advisernRAUM $82.2M
- W••••••• P••••••• • W••• L••investment advisernRAUM $186M
Advisers that list W••••••• P••••••• • W•• • L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orchard, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Doylestown, PA4 employees
- Pittsburgh, PA2 employees
- Pittsburgh, PA2 employees
What changed
consecutive filings, newest first
- HQ city · BUFFALO to ORCHARDApr 7, 2026 to Jul 22, 2026
- Accounts · 92 to 104Jan 5, 2026 to Mar 30, 2026
- HNW clients · 5 to 8Jan 5, 2026 to Mar 30, 2026
- Individual clients · 87 to 96Jan 5, 2026 to Mar 30, 2026
- Employees · 2 to 3Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $36.2M to $44.1MJan 5, 2026 to Mar 30, 2026
- HNW RAUM · $13.8M to $21.0MJan 5, 2026 to Mar 30, 2026
- Individual RAUM · $22.4M to $23.1MJan 5, 2026 to Mar 30, 2026
- RAUM · $36.2M to $44.1MJan 5, 2026 to Mar 30, 2026
- Accounts · 68 to 92Mar 29, 2024 to Mar 27, 2025
- HNW clients · 3 to 5Mar 29, 2024 to Mar 27, 2025
- Individual clients · 65 to 87Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $42.9M to $36.2MMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $51.6M to $13.8MMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $17.2M to $22.4MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $25.9M to $0Mar 29, 2024 to Mar 27, 2025
- RAUM · $68.8M to $36.2MMar 29, 2024 to Mar 27, 2025
- Accounts · 46 to 68Mar 31, 2023 to Mar 29, 2024
- Individual clients · 43 to 65Mar 31, 2023 to Mar 29, 2024
- Other offices · 2 to 3Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $40.8M to $42.9MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $48.7M to $51.6MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $10.4M to $17.2MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $18.3M to $25.9MMar 31, 2023 to Mar 29, 2024
- RAUM · $59.1M to $68.8MMar 31, 2023 to Mar 29, 2024
- Accounts · 39 to 46May 12, 2022 to Mar 31, 2023
- HNW clients · 6 to 3May 12, 2022 to Mar 31, 2023
- Individual clients · 33 to 43May 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $16.5M to $40.8MMay 12, 2022 to Mar 31, 2023
- HNW RAUM · $74.7M to $48.7MMay 12, 2022 to Mar 31, 2023
- Individual RAUM · $7.4M to $10.4MMay 12, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $65.6M to $18.3MMay 12, 2022 to Mar 31, 2023
- RAUM · $82.1M to $59.1MMay 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $62.6M to $16.5MMar 29, 2022 to May 12, 2022
- Non-discretionary RAUM · $19.5M to $65.6MMar 29, 2022 to May 12, 2022
- Accounts · 33 to 39Mar 31, 2021 to Mar 29, 2022
- Advisory employees · 3 to 2Mar 31, 2021 to Mar 29, 2022
- HNW clients · unset to 6.0Mar 31, 2021 to Mar 29, 2022
- Individual clients · 29 to 33Mar 31, 2021 to Mar 29, 2022
Signals
4 dated events
- Roger Kyle Bubeck (Chief Compliance Officer) no longer on Schedule A of W••••••• P••••••• • W•• • L•• (listed 2022-05-12, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Roger Kyle Bubeck (Chief Compliance Officer) appeared on Schedule A of W••••••• P••••••• • W•• • L••Mar 31, 2020 · Control person joined · fact
- Ann Deborah Stauring (Chief Compliance Officer) no longer on Schedule A of W••••••• P••••••• • W•• • L•• (listed 2019-04-09, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- L••••• C•••••• M••••••••• W••• L•• filed its initial SEC registration (Form ADV)Nov 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 267-454-7551reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 267-454-7552reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 412-281-1470reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/18298050reportedpublic record, Form ADV, Sep 18, 2026
- Website
- W•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 716-508-8178reportedpublic record, Form ADV, Jul 22, 2026
- Team page
- winthroppartners.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026