RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• N••••• C•••••
- A••••••• A••••• L•• independent RIA currentsince Sep 3, 2020 · Holland, Mi
- P••••••• A••••••• formerMar 16, 2018 to Sep 15, 2020 · Bingham Farms, Mi
- A•••••••• C•••••• M••••••••• independent RIANov 5, 2014 to Mar 16, 2018 · Bingham Farms, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 11, 2012 to Nov 6, 2014 · Southfield, Mi
- P••••••• A••••••• to A••••••• A••••• L••left Sep 15, 2020, registered Sep 3, 2020 (-12 days) · RIA to RIA · moved with a team
- A•••••••• C•••••• M••••••••• to P••••••• A•••••••left Mar 16, 2018, registered Mar 16, 2018 (0 days) · RIA to a newly registered adviser · moved with a team
- M•• I•••••••• S•••••••• L•• to A•••••••• C•••••• M•••••••••left Nov 6, 2014, registered Nov 5, 2014 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address