RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R•••••• M•••
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Oct 22, 2025 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 21, 2018 to Oct 22, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 20, 2006 to Sep 25, 2018 · Morganton, Nc
- S•••••• N••••••• • C••••••• I••••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Oct 22, 2025, registered Oct 22, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 25, 2018, registered Sep 21, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••••• R•••••• M••• left S•••••• N••••••• • C••••••• I••••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2025-10-22)Oct 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address