RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• Y•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 20, 2026 · Encino, Ca
- W•••• F•••• A••••••• wirehouseJul 19, 2022 to Jul 15, 2026 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 15, 2022 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerDec 22, 2008 to Oct 1, 2012 · New York, Ny
- D••••••• B••• S••••••••• I••• no RAUMApr 23, 2008 to Jan 14, 2009 · New York, Ny
- O••••••••• • C•• I••• BD affiliatedJun 12, 2007 to Jan 3, 2008 · New York, Ny
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jul 15, 2026, registered Jul 20, 2026 (5 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 15, 2022, registered Jul 19, 2022 (4 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- D••••••• B••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Jan 14, 2009, registered Dec 22, 2008 (-23 days) · Other
- O••••••••• • C•• I••• to D••••••• B••• S••••••••• I•••left Jan 3, 2008, registered Apr 23, 2008 (111 days) · Other
- J•••• Y••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-07-20)Jul 15, 2026 · Advisor changed firm · fact
- J•••• Y••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-07-19)Jul 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address