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Registered advisor
P•••• E••••••• S••••••
Feed of 09/14/2026
Also filed as P•••• E••••••• S••••••
At current firm
5 y
since Mar 9, 2021
In the industry
21 y
since Apr 8, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Mar 9, 2021 · Downey, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 1, 2012 to Feb 25, 2014 · Burbank, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Mar 23, 2012 · Los Angeles, Ca
- W•••• F•••• I••••••••• L•• unclassifiedApr 11, 2005 to Jan 3, 2011 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Feb 25, 2014, registered Mar 9, 2021 (2569 days) · Other
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Mar 23, 2012, registered Aug 1, 2012 (131 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address