DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adam T Schoenwald

Charles Schwab & Co., Inc.national BDLake Zurich, Ildual registrantIAPD 4914812

Certified Financial Planner

Feed of 09/14/2026

Also filed as Adam Todd Schoenwald

At current firm

4 y

since Jun 6, 2022

In the industry

21 y

since Jun 20, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Charles Schwab & Co., Inc. national BD current
since Jun 6, 2022 · Lake Zurich, Il
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Jun 4, 2022 · Mundelein, Il
Chase Investment Services Corp. former
Aug 15, 2012 to Oct 1, 2012 · Vernon Hills, Il
LPL Financial LLC BD affiliated
Sep 1, 2010 to Aug 15, 2012 · Des Plaines, Il
Valic Financial Advisors, Inc. BD affiliated
Aug 21, 2009 to Sep 13, 2010 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 26, 2008 to Aug 19, 2009 · Deer Park, Il
Ameriprise Financial Services, LLC national BD
Jun 21, 2005 to Oct 3, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Charles Schwab & Co., Inc.
left Jun 4, 2022, registered Jun 6, 2022 (2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
LPL Financial LLC to Chase Investment Services Corp.
left Aug 15, 2012, registered Aug 15, 2012 (0 days) · Other
Valic Financial Advisors, Inc. to LPL Financial LLC
left Sep 13, 2010, registered Sep 1, 2010 (-12 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Valic Financial Advisors, Inc.
left Aug 19, 2009, registered Aug 21, 2009 (2 days) · Other
Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 3, 2008, registered Sep 26, 2008 (-7 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Adam T Schoenwald left J.P. Morgan Securities Llc for Charles Schwab & Co., Inc. (registered 2022-06-06)
Jun 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address