DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Stephen Bezis
Feed of 09/14/2026
At current firm
4 y
since Dec 23, 2021
In the industry
21 y
since Jul 14, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Investment Management LLC asset manager currentsince Dec 23, 2021 · Boston, Ma
- Equitable Advisors, LLC national BDOct 19, 2020 to Dec 6, 2021 · Wellesley, Ma
- Allspring Funds Management, LLC asset managerJan 30, 2017 to Feb 11, 2020 · Boston, Ma
- Allspring Funds Management, LLC asset managerJan 4, 2010 to Dec 31, 2014 · San Francisco, Ca
- Evergreen Investment Management Co unclassifiedMay 18, 2009 to Jan 4, 2010 · Boston, Ma
- Td Ameritrade Investment Management, LLC formerJul 24, 2006 to Dec 3, 2007 · Burlington, Ma
- Morgan Stanley Dw Inc. unclassifiedOct 31, 2005 to May 25, 2006 · Danvers, Ma
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to John Hancock Investment Management LLCleft Dec 6, 2021, registered Dec 23, 2021 (17 days) · Other
- Allspring Funds Management, LLC to Equitable Advisors, LLCleft Feb 11, 2020, registered Oct 19, 2020 (251 days) · Other
- Evergreen Investment Management Co to Allspring Funds Management, LLCleft Jan 4, 2010, registered Jan 4, 2010 (0 days) · Other
- Td Ameritrade Investment Management, LLC to Evergreen Investment Management Coleft Dec 3, 2007, registered May 18, 2009 (532 days) · Other
- Morgan Stanley Dw Inc. to Td Ameritrade Investment Management, LLCleft May 25, 2006, registered Jul 24, 2006 (60 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address