DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E•••••••

M•••• • C••••• I••BD affiliatedMaitland, Fl dual registrantIAPD 4917240

Feed of 09/14/2026

Also filed as John Peter Essigman

At current firm

4 y

since Aug 4, 2022

In the industry

20 y

since Sep 13, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• • C••••• I•• BD affiliated current
since Aug 4, 2022 · Maitland, Fl
P•••• S••••••••• L•• no RAUM
Dec 16, 2020 to Aug 4, 2022 · Cleveland, Ga
J••• E••••••• W••••• A•••••••• L•• unclassified
Aug 23, 2011 to Dec 14, 2020 · Cleveland, Ga
M•••• C••••••• A••••••• S•••••• BD affiliated
Sep 30, 2008 to Aug 18, 2011 · Palm Beach Gardens, Fl
C••••• A••••••• L•• former
Oct 18, 2007 to Sep 26, 2008 · Atlanta, Ga
A•••••• A••••••• S••••••• former
Nov 8, 2006 to Oct 23, 2007 · Cleveland, Ga

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to M•••• • C••••• I••
left Aug 4, 2022, registered Aug 4, 2022 (0 days) · Affiliated broker-dealer or bank to another
J••• E••••••• W••••• A•••••••• L•• to P•••• S••••••••• L••
left Dec 14, 2020, registered Dec 16, 2020 (2 days) · Other
M•••• C••••••• A••••••• S•••••• to J••• E••••••• W••••• A•••••••• L••
left Aug 18, 2011, registered Aug 23, 2011 (5 days) · Other
C••••• A••••••• L•• to M•••• C••••••• A••••••• S••••••
left Sep 26, 2008, registered Sep 30, 2008 (4 days) · Other
A•••••• A••••••• S••••••• to C••••• A••••••• L••
left Oct 23, 2007, registered Oct 18, 2007 (-5 days) · Other

Signals

J••• E••••••• left P•••• S••••••••• L•• for M•••• • C••••• I•• (registered 2022-08-04)
Aug 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address