DFX Intelligence
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Registered advisor
H••••••• G••••••• T•••••
Feed of 09/15/2026
Also filed as T••••• G••••••• H•••••••
At current firm
14 y
since Jun 25, 2012
In the industry
21 y
since Apr 22, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A•••••••• I••• BD affiliated currentsince Jun 25, 2012 · Ft. Lauderdale, Fl
- E••••• J•••• national BDJan 19, 2007 to Apr 25, 2012 · Brownsville, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to K••••• A•••••••• I•••left Apr 25, 2012, registered Jun 25, 2012 (61 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address