DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••••• R••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedBrea, Cadual registrantIAPD 4920034

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Sep 8, 2026

In the industry

20 y

since Dec 6, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Sep 8, 2026 · Brea, Ca
T•• B•••••••• G•••• state registered
Apr 29, 2026 to Aug 31, 2026 · Fullerton, Ca
C••••••• F•••••••• D••••••• I••• BD affiliated
Jan 8, 2024 to Sep 24, 2024 · Kokomo, In
R•• C•••••• M••••••• L•• national BD
Aug 29, 2017 to Oct 25, 2023 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

T•• B•••••••• G•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 31, 2026, registered Sep 8, 2026 (8 days) · Other
C••••••• F•••••••• D••••••• I••• to T•• B•••••••• G••••
left Sep 24, 2024, registered Apr 29, 2026 (582 days) · Affiliated broker-dealer or bank to a state-registered adviser
R•• C•••••• M••••••• L•• to C••••••• F•••••••• D••••••• I•••
left Oct 25, 2023, registered Jan 8, 2024 (75 days) · Affiliated broker-dealer or bank to another

Signals

G••••••• R•••• left T•• B•••••••• G•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-09-08)
Aug 31, 2026 · Advisor changed firm · fact
G••••••• R•••• left C••••••• F•••••••• D••••••• I••• for T•• B•••••••• G•••• (registered 2026-04-29)
Sep 24, 2024 · Advisor changed firm · fact
G••••••• R•••• left R•• C•••••• M••••••• L•• for C••••••• F•••••••• D••••••• I••• (registered 2024-01-08)
Oct 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address