V••••• M••••

• L•• E••••••••• L•• BD affiliated current
  since Nov 14, 2024 · Newark, De
• P•••• S••••••••• L•• no RAUM
  Sep 7, 2021 to Nov 14, 2024 · Newark, De
• C••••••• S••••••••• I••• BD affiliated
  May 2, 2017 to Sep 7, 2021 · Dover, De
• P•• W••••• M••••••••• BD affiliated
  Jun 9, 2016 to May 3, 2017 · Wilmington, De
• H••• S••••••••• •••• I••• BD affiliated
  Dec 3, 2013 to Nov 18, 2015 · Wilmington, De
• P•• W••••• M••••••••• BD affiliated
  Jul 10, 2009 to Jul 26, 2012 · Kennett Square, Pa
• W•••• F•••• A••••••• wirehouse
  Apr 13, 2007 to Apr 1, 2008 · Wilmington, Nc

• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
• C••••••• S••••••••• I••• to P•••• S••••••••• L••
  left Sep 7, 2021, registered Sep 7, 2021 (0 days) · Affiliated broker-dealer or bank to another
• P•• W••••• M••••••••• to C••••••• S••••••••• I•••
  left May 3, 2017, registered May 2, 2017 (-1 days) · Other
• H••• S••••••••• •••• I••• to P•• W••••• M•••••••••
  left Nov 18, 2015, registered Jun 9, 2016 (204 days) · Other
• P•• W••••• M••••••••• to H••• S••••••••• •••• I•••
  left Jul 26, 2012, registered Dec 3, 2013 (495 days) · Other
• W•••• F•••• A••••••• to P•• W••••• M•••••••••
  left Apr 1, 2008, registered Jul 10, 2009 (465 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address