B•••••• E••• W•••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 30, 2025 · Mililani, Hi
• E••••• J•••• national BD
  Jan 3, 2012 to Oct 31, 2025 · Honolulu, Hi
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Oct 21, 2009 to Dec 20, 2011 · Honolulu, Hi
• B••••••• I••••••••• S•••••••• I••• ••••• former
  Nov 16, 2007 to Oct 22, 2009 · Honolulu, Hi
• E•••••••• A•••••••• L•• national BD
  Jun 20, 2005 to Nov 7, 2007 · New York, Ny

• E••••• J•••• to L•• F•••••••• L••
  left Oct 31, 2025, registered Oct 30, 2025 (-1 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••
  left Dec 20, 2011, registered Jan 3, 2012 (14 days) · Other
• B••••••• I••••••••• S•••••••• I••• ••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Oct 22, 2009, registered Oct 21, 2009 (-1 days) · Other
• E•••••••• A•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••
  left Nov 7, 2007, registered Nov 16, 2007 (9 days) · Other

• ••• Locked
  Oct 31, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address