M•••••• M••••

• I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
  since Mar 4, 2019 · Tampa, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  Feb 17, 2011 to Feb 26, 2019 · Tampa, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Aug 30, 2005 to Dec 15, 2010 · Tampa, Fl

• I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••
  left Feb 26, 2019, registered Mar 4, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Dec 15, 2010, registered Feb 17, 2011 (64 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

I••••••••• WEALTHderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address