DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• D•••• R•••••••

M•••• F•••••••• A•••••••BD affiliatedAlpharetta, Ga IA-onlyIAPD 4923602

Feed of 09/14/2026

At current firm

0 y

since Feb 5, 2026

In the industry

21 y

since Feb 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Feb 5, 2026 · Alpharetta, Ga
S•••• C•••• C•••••• M••••••••• L•• former
Jan 6, 2023 to Mar 31, 2026 · Boca Raton, Fl
S•••• C•••• C•••••• M••••••••• L•• former
Feb 1, 2019 to Dec 31, 2022 · Alpharetta, Ga
B••••••• C•••••• A••••••• former
Dec 18, 2018 to Jun 29, 2022 · Boca Raton, Fl
T••••••• I••••••••• M••••••••• I••• BD affiliated
Mar 31, 2006 to Aug 29, 2018 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••• C•••• C•••••• M••••••••• L•• to M•••• F•••••••• A•••••••
left Mar 31, 2026, registered Feb 5, 2026 (-54 days) · Other
B••••••• C•••••• A••••••• to S•••• C•••• C•••••• M••••••••• L••
left Jun 29, 2022, registered Feb 1, 2019 (-1244 days) · Other · moved with a team
T••••••• I••••••••• M••••••••• I••• to B••••••• C•••••• A•••••••
left Aug 29, 2018, registered Dec 18, 2018 (111 days) · Affiliated broker-dealer or bank to independent RIA

Signals

A••• D•••• R••••••• left S•••• C•••• C•••••• M••••••••• L•• for M•••• F•••••••• A••••••• (registered 2026-02-05)
Mar 31, 2026 · Advisor changed firm · fact
A••• D•••• R••••••• left B••••••• C•••••• A••••••• for S•••• C•••• C•••••• M••••••••• L•• (registered 2019-02-01)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address