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Registered advisor

M••••• M••• T•••••••••

U••• B•••••• A•••••••• L••BD affiliatedDel Mar, Ca dual registrantIAPD 4923680

Feed of 09/14/2026

Also filed as M••••• M••• Guldalian

At current firm

0 y

since Feb 13, 2026

In the industry

21 y

since Jun 30, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · San Diego, Ca
U••• B•••••• I••••••••• I••• former
May 23, 2023 to Feb 13, 2026 · Saint Paul, Mn
J••• M••••• P•••••• W••••• A••••••• L•• former
Jan 14, 2019 to May 26, 2023 · San Diego, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jan 15, 2019 · San Diego, Ca
W•••• F•••• I••••••••• L•• unclassified
Jul 1, 2005 to Jan 3, 2011 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
J••• M••••• P•••••• W••••• A••••••• L•• to U••• B•••••• I••••••••• I•••
left May 26, 2023, registered May 23, 2023 (-3 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Jan 15, 2019, registered Jan 14, 2019 (-1 days) · Wirehouse to independent RIA · moved with a team
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

M••••• M••• T••••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2023-05-23)
May 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address