RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• L•• T•••••
- C••••••• I••••••••• C•••••• independent RIA currentsince Jul 1, 2022 · Pepper Pike, Oh
- T•••• C•••••• M••••••••• I••• independent RIAMay 28, 2022 to Jun 27, 2022 · San Diego, Ca
- G••••• C•••••• M••••••••• independent RIAMar 5, 2012 to May 24, 2022 · Los Angeles, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Feb 7, 2008 · Bellevue, Wa
- T• A••••••••• I••• formerAug 23, 2005 to Feb 7, 2008 · Bellevue, Wa
- W•••••• • R••• formerMar 29, 2005 to Aug 3, 2005 · Lewiston, Id
- T•••• C•••••• M••••••••• I••• to C••••••• I••••••••• C••••••left Jun 27, 2022, registered Jul 1, 2022 (4 days) · RIA to RIA · moved with a team
- G••••• C•••••• M••••••••• to T•••• C•••••• M••••••••• I•••left May 24, 2022, registered May 28, 2022 (4 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to G••••• C•••••• M•••••••••left Feb 7, 2008, registered Mar 5, 2012 (1488 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 7, 2008, registered Apr 25, 2006 (-653 days) · channel change inside one enterprise, not a move
- W•••••• • R••• to T• A••••••••• I•••left Aug 3, 2005, registered Aug 23, 2005 (20 days) · Other
- B•••••• L•• T••••• left T•••• C•••••• M••••••••• I••• for C••••••• I••••••••• C•••••• (registered 2022-07-01)Jun 27, 2022 · Advisor changed firm · fact
- B•••••• L•• T••••• left G••••• C•••••• M••••••••• for T•••• C•••••• M••••••••• I••• (registered 2022-05-28)May 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address