DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••• C•••••• M••••••••• I•••
Latest filing May 1, 2026
First filing on the tape Mar 14, 2012 · 47 filings
SEC status approved since Jan 7, 2009
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.6B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
19
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$1.6B as of May 1, 2026
Mar 14, 2012$192M then
HNW client RAUM$1.4B as of May 1, 2026
Feb 26, 2018$233M then
State-registered IARs (5.B.3)13 as of May 1, 2026
Mar 7, 20135 then
Employees (5.A)19 as of May 1, 2026
Mar 7, 20137 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 13 to 13
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $657,720derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $1.1B, 640 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B84%
- Individuals$204M13%
- Charitable organizations$32.0M2.0%
- Corporations and businesses$11.0M0.7%
- Pension and profit-sharing plans$10.7M0.7%
- Individual clients
- 468reported
- HNW clients
- 456reported
- Pension plan clients
- 8reported
- Charitable clients
- 9reported
- Accounts
- 2,471reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 640 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• D•••• S•••••• | La Mesa, Ca | Jan 13, 2009 | 27 y | 2 |
| C•••••• F•••••••• C•••••••••Chartered Financial Analyst | San Diego, Ca | Jan 13, 2009 | 28 y | 2 |
| A••••• W•••••• W•••Chartered Financial Analyst | San Diego, Ca | Jan 13, 2009 | 22 y | 1 |
| S••••• M•••••••••Certified Financial Planner, Chartered Financial Analyst | San Diego, Ca | Jan 13, 2009 | 35 y | 2 |
| J••••••• P••• F•••••••• | San Diego, Ca | Sep 7, 2011 | 25 y | 2 |
| J••••• E•••••• C••••••Certified Financial Planner | Ventura, Ca | Jan 30, 2014 | 30 y | 1 |
| R••• J• B••••••Certified Financial Planner, Chartered Financial Analyst | San Diego, Ca | Feb 7, 2014 | 13 y | 0 |
| R•••••• L••• W•••••••• | Ventura, Ca | Dec 4, 2014 | 28 y | 2 |
| W••••• E••••• B•••••••Certified Financial Planner | San Diego, Ca | Apr 27, 2015 | 24 y | 5 |
| M•••••• R•• W•••••••••Chartered Financial Analyst | San Diego, Ca | May 10, 2019 | 43 y | 1 |
| A•••• M•••••• K•••••Certified Financial Planner | San Diego, Ca | Nov 28, 2023 | 12 y | 0 |
| T•••••• T••••• D••••Certified Financial Planner | San Diego, Ca | Jan 21, 2026 | 14 y | 2 |
| J•••• L••• N•••••• | San Diego, Ca | Mar 9, 2026 | 11 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount2 left over 36 months
Left, latest
- M••••••• L••••• P••••• to F••••Mar 19, 2026 · RIA to RIA
- A••••• Y•••••• M••••• to N•••••••• A•••• M•••••••••Apr 25, 2025 · RIA to RIA
- B•••••• L•• T••••• to C••••••• I••••••••• C••••••Jun 27, 2022 · RIA to RIA
- C•••••• A••••• R••• to C••••••• I••••••••• C••••••Jun 27, 2022 · RIA to RIA
- J•••••• H•••••• to W•••••••• P•••••••• L••Sep 11, 2020 · RIA to RIA
- C•••••• A••••••••• K••••••••• to I••••••••• F•••••••• G••••• L••May 3, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- T•••••• T••••• D•••• from V••••••••• A••••••• S•••••••Jan 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- B•••••• L•• T••••• from G••••• C•••••• M•••••••••May 28, 2022 · RIA to RIA
- C•••••• A••••• R••• from G••••• A••••••• L••May 28, 2022 · RIA to RIA
- M•••••• R•• W••••••••• from M••••• • C• I••May 10, 2019 · RIA to RIA
- J•••••• H•••••• from C•••• C•••••• M••••••••• I••Oct 9, 2018 · RIA to RIA
- C•••••• A••••••••• K••••••••• from L•• F•••••••• L••Dec 12, 2016 · Other
- W••••• E••••• B••••••• from A••••• A•• P••••••• S•••••••Apr 27, 2015 · Other
- R•••••• L••• W•••••••• from C•••• C•••••• M••••••••• I••Dec 4, 2014 · Other
- M••••••• L••••• P••••• from E•••••••• A•••••••• L••Jul 24, 2014 · Other
- J••••• E•••••• C•••••• from C•••••• S••••• • C••• I•••Jan 30, 2014 · Other
- J••••••• P••• F•••••••• from G••••• A••••••• L••Sep 7, 2011 · Other
- S••••• M••••••••• from A•• I••••••••• M•••••••••Jan 13, 2009 · Other
- A••••• W•••••• W••• from A•• I••••••••• M•••••••••Jan 13, 2009 · Other
- B•••• D•••• S•••••• from A•• I••••••••• M•••••••••Jan 13, 2009 · Other
- C•••••• F•••••••• C••••••••• from A•• I••••••••• M•••••••••Jan 13, 2009 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for C••••••• I••••••••• C••••••Jun 27, 2022 · San Diego, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• J•••••••• P••• · Director, Trustee Of The F•••••••• Family Trust U/A/Dcontrolsince 03/2014 · owns 10% to 25%
- M••••••••• S••••• · Director/President/Ceocontrolsince 01/2009 · owns 50% to 75%
- W•••••• K•••••• E• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- W•••• A•••••• W•••••• · Director/Chief Investment Officercontrolsince 01/2019 · owns 10% to 25%
Entity owners
- F•••••••• F••••• T•••• U•••• 4••••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 13 | 2 | 1 | ||
| Ventura, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Westlake Village, CA2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 2,322 to 2,471Dec 4, 2025 to Mar 31, 2026
- Charity clients · 7 to 9Dec 4, 2025 to Mar 31, 2026
- Corporate clients · 17 to 15Dec 4, 2025 to Mar 31, 2026
- HNW clients · 374 to 456Dec 4, 2025 to Mar 31, 2026
- Individual clients · 507 to 468Dec 4, 2025 to Mar 31, 2026
- Assets in custody · $906M to $1.1BDec 4, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 26-50Dec 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $1.6BDec 4, 2025 to Mar 31, 2026
- HNW RAUM · $1.1B to $1.4BDec 4, 2025 to Mar 31, 2026
- Individual RAUM · $238M to $204MDec 4, 2025 to Mar 31, 2026
- Pension RAUM · $9.2M to $10.7MDec 4, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.6BDec 4, 2025 to Mar 31, 2026
- Accounts · 2,239 to 2,322Nov 1, 2024 to Mar 19, 2025
- Charity clients · 6 to 7Nov 1, 2024 to Mar 19, 2025
- Corporate clients · 16 to 17Nov 1, 2024 to Mar 19, 2025
- HNW clients · 339 to 374Nov 1, 2024 to Mar 19, 2025
- Individual clients · 482 to 507Nov 1, 2024 to Mar 19, 2025
- Assets in custody · $803M to $906MNov 1, 2024 to Mar 19, 2025
- Employees · 20 to 19Nov 1, 2024 to Mar 19, 2025
- Financial planning clients · 51-100 to 51-100Nov 1, 2024 to Mar 19, 2025
- State-registered IARs · 15 to 13Nov 1, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.3B to $1.4BNov 1, 2024 to Mar 19, 2025
- HNW RAUM · $997M to $1.1BNov 1, 2024 to Mar 19, 2025
- Individual RAUM · $210M to $238MNov 1, 2024 to Mar 19, 2025
- Pension RAUM · $8.1M to $9.2MNov 1, 2024 to Mar 19, 2025
- RAUM · $1.3B to $1.4BNov 1, 2024 to Mar 19, 2025
- Accounts · 2,117 to 2,239Feb 12, 2024 to Mar 20, 2024
- Advisory employees · 6 to 7Feb 12, 2024 to Mar 20, 2024
- Charity clients · 7 to 6Feb 12, 2024 to Mar 20, 2024
- Corporate clients · 7 to 16Feb 12, 2024 to Mar 20, 2024
- HNW clients · 323 to 339Feb 12, 2024 to Mar 20, 2024
- Individual clients · 467 to 482Feb 12, 2024 to Mar 20, 2024
- Pension plan clients · 5 to 8Feb 12, 2024 to Mar 20, 2024
- Assets in custody · $771M to $803MFeb 12, 2024 to Mar 20, 2024
- Employees · 17 to 20Feb 12, 2024 to Mar 20, 2024
- State-registered IARs · 13 to 15Feb 12, 2024 to Mar 20, 2024
- Discretionary RAUM · $1.1B to $1.3BFeb 12, 2024 to Mar 20, 2024
- HNW RAUM · $879M to $997MFeb 12, 2024 to Mar 20, 2024
- Individual RAUM · $188M to $210MFeb 12, 2024 to Mar 20, 2024
- Pension RAUM · $9.7M to $8.1MFeb 12, 2024 to Mar 20, 2024
Signals
9 dated events
- M••••••• L••••• P••••• left T•••• C•••••• M••••••••• I••• for Facet (registered 2026-03-20)Mar 19, 2026 · Advisor changed firm · fact
- A••••• Y•••••• M••••• left T•••• C•••••• M••••••••• I••• for N•••••••• A•••• M••••••••• (registered 2025-05-01)Apr 25, 2025 · Advisor changed firm · fact
- C•••••• A••••• R••• left T•••• C•••••• M••••••••• I••• for C••••••• I••••••••• C•••••• (registered 2022-07-01)Jun 27, 2022 · Advisor changed firm · fact
- B•••••• L•• T••••• left T•••• C•••••• M••••••••• I••• for C••••••• I••••••••• C•••••• (registered 2022-07-01)Jun 27, 2022 · Advisor changed firm · fact
- 2 advisors left T•••• C•••••• M••••••••• I••• (San Diego, CA) for C••••••• I••••••••• C•••••• on the same dayJun 27, 2022 · Team lift-out · derived
- T•••• C•••••• M••••••••• I••• reported RAUM $1.0B, up 31% from $776.9M (2020-11-09 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- E Kureyn Watson (Chief Compliance Officer) appeared on Schedule A of T•••• C•••••• M••••••••• I•••Mar 29, 2021 · Control person joined · fact
- T•••• C•••••• M••••••••• I••• reported RAUM $776.9M, up 38% from $561.4M (2020-02-05 to 2020-03-12)Mar 12, 2020 · RAUM change · derived
- Winslow Andrew Weld (Director) appeared on Schedule A of T•••• C•••••• M••••••••• I•••Mar 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- telosinsights@telosinc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-808-3567reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-271-6360reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-271-6350reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/T••••-CAPITAL-MANAGEMENT-INC.reportedpublic record, Form ADV, Sep 19, 2026
- Website
- T••••INC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (858) 271-6350reportedpublic record, Form ADV, May 1, 2026
- Contact form
- telosinc.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- telosinc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026