DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Genter Capital Management
Legal name Rnc Capital Management LLC
Latest filing Apr 1, 2026
First filing on the tape Mar 29, 2012 · 29 filings
SEC status approved since Apr 1, 1998
RAUM
$5.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$4.2B individuals and HNW
Advisors
21
registered through the firm on IAPD
RAUM per advisor
$243M
derived; firm RAUM over IAPD count
Employees
63
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$5.1B as of Apr 1, 2026
Mar 29, 2012$3.6B then
HNW client RAUM$2.9B as of Apr 1, 2026
Mar 28, 2018$1.0B then
State-registered IARs (5.B.3)18 as of Apr 1, 2026
Mar 28, 201329 then
Employees (5.A)63 as of Apr 1, 2026
Mar 28, 201369 then
Private funds: no history
RAUM +13% over the last fiscal year+7.6% a year over threeIARs 24 to 18
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $243MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 10.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $589M, 333 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.9B57%
- Individuals$1.4B27%
- Corporations and businesses$403M8.0%
- Investment companies$166M3.3%
- Pension and profit-sharing plans$148M3.0%
- Charitable organizations$38.0M0.8%
- State and municipal entities$21.8M0.4%
- Individual clients
- 3,132reported
- HNW clients
- 937reported
- Pension plan clients
- 58reported
- Charitable clients
- 13reported
- Accounts
- 4,294reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $2.2B managedreported
- Custody of client assets
- $589M for 333 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.83 fund_share=0.03 institutional_share=0.04 related_bd=false related_bank=false bd_reps=9.0derived
Advisors registered through the firm
21 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Judson Demshki | Los Angeles, Ca | Jul 17, 1998 | 32 y | 0 |
| Ellen Fred Strauss | Los Angeles, Ca | Aug 18, 2000 | 34 y | 0 |
| Charles Hynson Warner | Los Angeles, Ca | Sep 7, 2000 | 26 y | 0 |
| Daniel John Genter | Los Angeles, Ca | Oct 4, 2001 | 37 y | 0 |
| David Preston Klatt | Los Angeles, Ca | Mar 23, 2004 | 27 y | 0 |
| David William PescherineChartered Financial Analyst | Los Angeles, Ca | Jan 12, 2007 | 27 y | 0 |
| Glen NamChartered Financial Analyst | Los Angeles, Ca | Oct 25, 2011 | 15 y | 0 |
| Cameron Wright Lavey | Los Angeles, Ca | Dec 7, 2011 | 15 y | 1 |
| Brian Lawrence Elliott | Los Angeles, Ca | Jul 17, 2012 | 33 y | 0 |
| Rajiv Randhir VyasChartered Financial Analyst | Los Angeles, Ca | Mar 30, 2020 | 20 y | 1 |
| Olivia Rose Laqua | Los Angeles, Ca | Mar 8, 2024 | 13 y | 0 |
| Brian John Pytlewski | Los Angeles, Ca | Jan 1, 2025 | 31 y | 0 |
| Meiwah Wong | Los Angeles, Ca | Jan 1, 2025 | 16 y | 0 |
| William Frank Klepper | Los Angeles, Ca | Jan 1, 2026 | 22 y | 1 |
| Robert James Hunt | Los Angeles, Ca | Jan 1, 2026 | 29 y | 0 |
| Steven Payne Mcneil | Los Angeles, Ca | Mar 24, 2026 | 11 y | 0 |
| Roger Rhodes Wall | Los Angeles, Ca | Apr 1, 2026 | 13 y | 0 |
| Jesus Arnulfo Ceja | Los Angeles, Ca | Jul 22, 2026 | 10 y | 1 |
| Brenda Jeanne Oleary | Los Angeles, Ca | Aug 25, 2026 | 22 y | 5 |
| Paul Morris Ryan | Los Angeles, Ca | Aug 25, 2026 | 25 y | 0 |
| Alexander Joseph Hall | Los Angeles, Ca | Sep 9, 2026 | 28 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Brandon Lee Thuott to Telos Capital Management, Inc.May 24, 2022 · RIA to RIA
- Charles Andrew Robb to Genter Advisors LLCMay 24, 2022 · Other
- Alexander A Tran to Vantage WealthDec 8, 2021 · RIA to RIA
- Scott Elliott Miller to Commonwealth Financial NetworkFeb 14, 2018 · Other
- Paul Sangyop Lee to Mirae Asset Wealth Management (USA) Inc.Aug 22, 2016 · Other
- Peter Dominic Demartino to Fisher InvestmentsAug 6, 2014 · Other
- Jonathan Paul Fairchild to Genter Advisors LLCOct 5, 2011 · Other
- Clint Francis De Castro Camua to Glencrest Investment Advisors, Inc.Nov 7, 2006 · Other
- Aileen A. Grant to Genter Advisors LLCDec 31, 2005 · Other
- Shannon Marie Sutherland to A. G. Edwards & Sons, Inc.Apr 21, 2005 · Other
Joined, latest
- Brenda Jeanne Oleary from Easterly Funds LLCAug 25, 2026 · Other
- William Frank Klepper from Oakwood Capital Management LLCJan 1, 2026 · Other
- Rajiv Randhir Vyas from Wilmington Trust Investment Advisors, Inc.Mar 30, 2020 · Other
- Alexander A Tran from Eagle Strategies LLCMay 17, 2017 · Other
- Paul Sangyop Lee from Genter Advisors LLCApr 2, 2015 · Other
- Peter Dominic Demartino from Genter Advisors LLCJun 5, 2014 · Other
- Brandon Lee Thuott from Td Ameritrade Investment Management, LLCMar 5, 2012 · Other
- Cameron Wright Lavey from UBS Financial Services Inc.Dec 7, 2011 · Other
- Clint Francis De Castro Camua from Charles Schwab & Co., Inc.Jan 21, 2004 · Other
- Charles Andrew Robb from Charles Schwab & Co., Inc.Jan 21, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Laurance James Barber · Sr. Vice Presidentcontrolsince 01/2022 · owns less than 5%
- Nmn John Barry · Sr. Vice President - Operationscontrolsince 08/2021 · owns less than 5%
- Judson Timothy Demshki · Sr. Vice President/Director Of Private Client Divisioncontrolsince 03/2003 · owns less than 5%
- Lawrence Brian Elliott · Sr. Vice President/Director Of Institutional Divisioncontrolsince 01/2012 · owns less than 5%
- John Daniel Genter · President/Ceo/Cio Compliance Officercontrolsince 04/1992 · owns less than 5%
- Aga Manuel Gutierrez · Sr. Vice President/Cfo/Chief Compliance Officercontrolsince 04/1998 · owns less than 5%
- Joseph Alexander Hall · Sr. Vice President/Director Of Taxable Fixed Incomecontrolsince 04/2016 · owns less than 5%
- William David Pescherine · Sr. Vice President/Director Of Equitycontrolsince 01/2022 · owns less than 5%
- John Brian Pytlewski · Sr. Vice President/Director Of Municipal Fixed Incomecontrolsince 04/2016 · owns less than 5%
- Morris Paul Ryan · Sr. Vice President/Fixed Income Portfolio Managercontrolsince 03/2022 · owns less than 5%
- Hynson Charles Warner · Sr. Vice Presidnet/Director Of Equity Portfolio Managementcontrolsince 04/2024 · owns less than 5%
- John Daniel Genter · Member/Managercontrolsince 03/1998 · owns 75% or more of Genter Capital LLC
- Randhir Rajiv Vyas · Sr. Vice President/Director Of Credit Researchsince 03/2020 · owns less than 5%
Entity owners
- Genter Capital LLC · Owner Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Genter Advisors LLCinvestment advisernRAUM $183M
Advisers that list Genter Capital Management as a related person
- 113916 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 21 | 8 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 1, 2026WARNER, CHARLES, HYNSON (SR. VICE PRESIDNET/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT) appeared on Schedule A between the filings of 2023-03-30 and 2026-04-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 1, 2026GUTIERREZ, MANUEL, AGA (SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-03-30 and 2026-04-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 1, 2026BARBER, JAMES, LAURANCE (SR. VICE PRESIDENT) left Schedule A between the filings of 2023-03-30 and 2026-04-01peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 4,072 to 4,294Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 10 to 9Mar 28, 2025 to Mar 30, 2026
- Charity clients · 3 to 13Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 125 to 127Mar 28, 2025 to Mar 30, 2026
- HNW clients · 906 to 937Mar 28, 2025 to Mar 30, 2026
- Individual clients · 2,950 to 3,132Mar 28, 2025 to Mar 30, 2026
- Pension plan clients · 64 to 58Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $495M to $589MMar 28, 2025 to Mar 30, 2026
- Employees · 64 to 63Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 24 to 18Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.5B to $5.1BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $2.5B to $2.9BMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $1.4B to $1.4BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $135M to $148MMar 28, 2025 to Mar 30, 2026
- RAUM · $4.5B to $5.1BMar 28, 2025 to Mar 30, 2026
- Wrap assets (manager) · $1.6B to $2.2BMar 28, 2025 to Mar 30, 2026
- Accounts · 4,017 to 4,072Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 12 to 13Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 8 to 10Mar 28, 2024 to Mar 28, 2025
- Charity clients · 2 to 3Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 113 to 125Mar 28, 2024 to Mar 28, 2025
- HNW clients · 840 to 906Mar 28, 2024 to Mar 28, 2025
- Individual clients · 2,956 to 2,950Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · 81 to 64Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $425M to $495MMar 28, 2024 to Mar 28, 2025
- Employees · 65 to 64Mar 28, 2024 to Mar 28, 2025
- Insurance-licensed employees · 8 to 7Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 26 to 24Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.2B to $4.5BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $2.2B to $2.5BMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $1.3B to $1.4BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $258M to $135MMar 28, 2024 to Mar 28, 2025
- RAUM · $4.2B to $4.5BMar 28, 2024 to Mar 28, 2025
- Wrap assets (manager) · $1.5B to $1.6BMar 28, 2024 to Mar 28, 2025
- Accounts · 4,023 to 4,017Dec 8, 2023 to Mar 28, 2024
- Advisory employees · 13 to 12Dec 8, 2023 to Mar 28, 2024
- BD registered reps · 7 to 8Dec 8, 2023 to Mar 28, 2024
- Charity clients · 5 to 2Dec 8, 2023 to Mar 28, 2024
- Corporate clients · 125 to 113Dec 8, 2023 to Mar 28, 2024
Signals
5 dated events
- George John Marshall (Sr. Vice President/Director Of Equity Portfolio Management) no longer on Schedule A of Genter Capital Management (listed 2023-05-08, absent 2023-12-08)Dec 8, 2023 · Control person left · inference
- M. Paul Ryan (Senior Vice President/Fixed Income Portfolio Manager) appeared on Schedule A of Genter Capital ManagementMar 30, 2023 · Control person joined · fact
- Charles Andrew Robb left Genter Capital Management for Genter Advisors Llc (registered 2006-12-01)May 24, 2022 · Advisor changed firm · fact
- Brandon Lee Thuott left Genter Capital Management for Telos Capital Management, Inc. (registered 2022-05-28)May 24, 2022 · Advisor changed firm · fact
- Mark Stephan Bradasich (Sr. Vice President/Director Of Fixed Income) no longer on Schedule A of Genter Capital Management (listed 2019-07-24, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-477-6543reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-479-6406reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-566-4804reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/rnc-genter-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GENTERCAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-477-6543reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- gentercapitalmanagement.com/welcome/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $243Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026