DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Patricia Lopez

U.S. Bancorp Advisors, LLCBD affiliatedChicago, Ildual registrantIAPD 4925987

Feed of 09/14/2026

Also filed as Patricia M Lopez

At current firm

0 y

since Feb 13, 2026

In the industry

21 y

since Jun 16, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Feb 13, 2026 · Chicago, Il
U.S. Bancorp Investments, Inc. former
Mar 7, 2024 to Feb 13, 2026 · Saint Paul, Mn
Fifth Third Securities, Inc. BD affiliated
Feb 26, 2021 to Mar 8, 2024 · Chicago, Il
Capital Analysts BD affiliated
Jun 6, 2018 to Dec 1, 2020 · Lombard, Il
Lincoln Investment independent RIA
Jun 6, 2018 to Dec 1, 2020 · Lombard, Il

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
Fifth Third Securities, Inc. to U.S. Bancorp Investments, Inc.
left Mar 8, 2024, registered Mar 7, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Capital Analysts to Lincoln Investment
left Dec 1, 2020, registered Jun 6, 2018 (-909 days) · Affiliated broker-dealer or bank to another
Lincoln Investment to Fifth Third Securities, Inc.
left Dec 1, 2020, registered Feb 26, 2021 (87 days) · Affiliated broker-dealer or bank to another

Signals

Patricia Lopez left Fifth Third Securities, Inc. for U.S. Bancorp Investments, Inc. (registered 2024-03-07)
Mar 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address