RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Jun 22, 2026 · Mt Horeb, Wi
- M••••• S•••••• wirehouseJun 17, 2017 to Jun 22, 2026 · Middleton, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerJun 9, 2014 to Jun 12, 2017 · Madison, Wi
- L•• F•••••••• L•• BD affiliatedMar 14, 2011 to Jun 10, 2014 · Cross Plains, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDJul 19, 2006 to Mar 18, 2011 · Middleton, Wi
- M••••• S•••••• to E••••• J••••left Jun 22, 2026, registered Jun 22, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank
- B•• H••••• F•••••••• A•••••••• I•• to M••••• S••••••left Jun 12, 2017, registered Jun 17, 2017 (5 days) · Other
- L•• F•••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Jun 10, 2014, registered Jun 9, 2014 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 18, 2011, registered Mar 14, 2011 (-4 days) · Other
- E••• M••••••• C•••• left M••••• S•••••• for E••••• J•••• (registered 2026-06-22)Jun 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address