DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Angelica Maria Lopez
Raymond James Financial Services Advisors, IncBD affiliatedAlbuquerque, Nmdual registrantIAPD 4932635
Feed of 09/14/2026
Also filed as Angelica Maria Lopez
At current firm
3 y
since May 22, 2023
In the industry
22 y
since Jun 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince May 22, 2023 · Albuquerque, Nm
- Commonwealth Financial Network national BDJan 31, 2023 to Mar 7, 2023 · Rio Rancho, Nm
- Trivelloni Asset Management formerMay 7, 2019 to Nov 4, 2022 · Mount Clemens, Mi
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Raymond James Financial Services Advisors, Incleft Mar 7, 2023, registered May 22, 2023 (76 days) · Affiliated broker-dealer or bank to another
- Trivelloni Asset Management to Commonwealth Financial Networkleft Nov 4, 2022, registered Jan 31, 2023 (88 days) · Other
Signals
- Angelica Maria Lopez left Commonwealth Financial Network for Raymond James Financial Services Advisors, Inc (registered 2023-05-22)Mar 7, 2023 · Advisor changed firm · fact
- Angelica Maria Lopez left Trivelloni Asset Management for Commonwealth Financial Network (registered 2023-01-31)Nov 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address