RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••• I••••
- F•••• P•••••• C••••• G•••• independent RIA currentsince Aug 7, 2018 · Fishers, In
- J••• M••••• S••••••••• L•• wirehouseDec 9, 2013 to Jul 24, 2018 · Westfield, In
- H••••••••• F•••••••• A••••••• BD affiliatedJun 25, 2007 to Dec 13, 2013 · Indianapolis, In
- J••• M••••• S••••••••• L•• to F•••• P•••••• C••••• G••••left Jul 24, 2018, registered Aug 7, 2018 (14 days) · Wirehouse to independent RIA
- H••••••••• F•••••••• A••••••• to J••• M••••• S••••••••• L••left Dec 13, 2013, registered Dec 9, 2013 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address