DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••• A••••••

B••••••• W••••• S••••••••independent RIASan Antonio, TxIA-onlyIAPD 4936290

Feed of 09/14/2026

Also filed as E•••••• A••••••

At current firm

3 y

since Apr 12, 2023

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••• W••••• S•••••••• independent RIA current
since Apr 12, 2023 · San Antonio, Tx
J••• M••••• S••••••••• L•• wirehouse
Oct 19, 2022 to Mar 16, 2023 · San Antonio, Tx
B••••••• W••••• S•••••••• independent RIA
Sep 29, 2020 to Aug 26, 2022 · San Antonio, Tx
C••• B•••••••• S•••••••• I••• former
Sep 24, 2018 to Sep 24, 2020 · Waverly, Ia
P•• M•••••• A•••••• S••••••••• I••• former
Mar 23, 2018 to Aug 31, 2018 · San Antonio, Tx
C••• F•••••••• S•••••••• L••• former
Apr 24, 2017 to Feb 26, 2018 · San Antonio, Tx
S••• I••••••••• C•••••• independent RIA
Mar 18, 2016 to Apr 13, 2017 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to B••••••• W••••• S••••••••
left Mar 16, 2023, registered Apr 12, 2023 (27 days) · Wirehouse to independent RIA
B••••••• W••••• S•••••••• to J••• M••••• S••••••••• L••
left Aug 26, 2022, registered Oct 19, 2022 (54 days) · RIA to wirehouse
C••• B•••••••• S•••••••• I••• to B••••••• W••••• S••••••••
left Sep 24, 2020, registered Sep 29, 2020 (5 days) · Affiliated broker-dealer or bank to independent RIA
P•• M•••••• A•••••• S••••••••• I••• to C••• B•••••••• S•••••••• I•••
left Aug 31, 2018, registered Sep 24, 2018 (24 days) · Affiliated broker-dealer or bank to independent RIA
C••• F•••••••• S•••••••• L••• to P•• M•••••• A•••••• S••••••••• I•••
left Feb 26, 2018, registered Mar 23, 2018 (25 days) · Other
S••• I••••••••• C•••••• to C••• F•••••••• S•••••••• L•••
left Apr 13, 2017, registered Apr 24, 2017 (11 days) · Other

Signals

E•••••• A•••••• left J••• M••••• S••••••••• L•• for B••••••• W••••• S•••••••• (registered 2023-04-12)
Mar 16, 2023 · Advisor changed firm · fact
E•••••• A•••••• left B••••••• W••••• S•••••••• for J••• M••••• S••••••••• L•• (registered 2022-10-19)
Aug 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address