DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• P••••• O••••

O•••• I••••••••• I•••BD affiliatedPhoenix, Azdual registrantIAPD 4937610

Feed of 09/14/2026

Also filed as Matt O••••

At current firm

0 y

since Mar 25, 2026

In the industry

21 y

since May 25, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• I••••••••• I••• BD affiliated current
since Mar 25, 2026 · Phoenix, Az
W•••• F•••• A••••••• wirehouse
Aug 2, 2024 to Nov 5, 2024 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 4, 2016 to Mar 6, 2020 · Scottsdale, Az
B•• F•••••••• A••••••• BD affiliated
Apr 21, 2015 to Oct 25, 2016 · Scottsdale, Az
U••• B•••••• I••••••••• I••• former
Aug 25, 2014 to Mar 19, 2015 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to O•••• I••••••••• I•••
left Nov 5, 2024, registered Mar 25, 2026 (505 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Mar 6, 2020, registered Aug 2, 2024 (1610 days) · Wirehouse to wirehouse
B•• F•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 25, 2016, registered Nov 4, 2016 (10 days) · Other
U••• B•••••• I••••••••• I••• to B•• F•••••••• A•••••••
left Mar 19, 2015, registered Apr 21, 2015 (33 days) · Other

Signals

M••••• P••••• O•••• left W•••• F•••• A••••••• for O•••• I••••••••• I••• (registered 2026-03-25)
Nov 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address