DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• J••• J•••••••

R••••••••• P••••••••• I•••institutionalAlexandria, VaIA-onlyIAPD 4937989

Feed of 09/14/2026

Also filed as A••• J•••••••

At current firm

7 y

since Nov 28, 2018

In the industry

21 y

since Aug 4, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• P••••••••• I••• institutional current
since Nov 28, 2018 · Alexandria, Va
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Dec 4, 2018 · Sunnyvale, Ca
E•••••• F•••••••• S•••••••• L•• former
Jul 12, 2011 to Nov 1, 2018 · Fairfax, Va
W•••• F•••• A••••••• wirehouse
Oct 9, 2007 to May 17, 2011 · Norfolk, Va
E•••••••• A•••••••• L•• national BD
Apr 18, 2006 to Jul 31, 2007 · Wellesley, Ma

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to R••••••••• P••••••••• I•••
left Dec 4, 2018, registered Nov 28, 2018 (-6 days) · Other
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to E•••••• F•••••••• S•••••••• L••
left May 17, 2011, registered Jul 12, 2011 (56 days) · Other
E•••••••• A•••••••• L•• to W•••• F•••• A•••••••
left Jul 31, 2007, registered Oct 9, 2007 (70 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address