DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sandlapper Wealth Management, LLC

Former SEC-registered adviserGreenville, South CarolinaCRD 41534SEC 801-79219IAPD
Latest filing Jun 24, 2020
First filing on the tape Feb 11, 2014 · 68 filings
RAUM
$229M
reported, Item 5.F
Discretionary
35%
of RAUM
Private clients
80%
$184M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
13 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$229M as of Mar 20, 2020
Jan 2, 2015$228M then
HNW client RAUM$73.4M as of Mar 20, 2020
Mar 19, 2018$58.4M then
State-registered IARs (5.B.3)13 as of Mar 20, 2020
Jan 2, 201519 then
Employees (5.A)17 as of Mar 20, 2020
Jan 2, 201519 then
Private funds: no history
RAUM -2.6% over the last fiscal year+4.6% a year over threeIARs 24 to 13offices 15 to 5
Practice profile
derived from the filing of Jun 24, 2020; every figure names its basis
RAUM per advisor
$17.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
77derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$781,186derivedHNW RAUM over HNW clients
Average account
$226,760derivedRAUM over accounts (5.F.2.f)
Discretionary
35%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.2derived6 offices incl. principal (1.F.5)
RAUM growth, one year
-2.6%derivedbetween the last two annual amendments
Advisor growth, one year
-46%derivedItem 5.B.3 between annual amendments
Client growth, one year
-15%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$111M48%
  • High-net-worth individuals$73.4M32%
  • Corporations and businesses$44.7M20%
Individual clients
906reported
HNW clients
94reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,009reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Bjorn Jordan · Cco, Coocontrol
    since 06/2015 · owns less than 5%
  • Edwin Mark Reinstein · Presidentcontrol
    since 06/2015 · owns 5% to 10%
  • Charles Jack Bixler · Membercontrol
    since 05/2014 · owns F of Sandlapper Wealth Management, LLC
  • Lee Trevor Gordon · Membercontrol
    since 05/2014 · owns 75% or more of Sandlapper Wealth Management, LLC
Entity owners
  • Sandlapper Wealth Management, LLC · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • Fred Adams
    insurancey
  • Sandlapper Capital Investments LLC
    pooled vehicle sponsorn
  • Sandlapper Insurance Services, LLC
    real estaten
  • Sandlapper Securities, LLC
    broker-dealern
Offices
Schedule D 1.F, the 25 largest
  • Cincinnati, OH5 employees
  • Anderson, SC1 employees
  • Greenville, SC1 employees
  • Seattle, WA1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 1,183 to 1,009
    Dec 16, 2019 to Mar 20, 2020
  • Advisory employees · 20 to 13
    Dec 16, 2019 to Mar 20, 2020
  • BD registered reps · 20 to 12
    Dec 16, 2019 to Mar 20, 2020
  • Corporate clients · 10 to 9
    Dec 16, 2019 to Mar 20, 2020
  • HNW clients · 124 to 94
    Dec 16, 2019 to Mar 20, 2020
  • Individual clients · 1,049 to 906
    Dec 16, 2019 to Mar 20, 2020
  • Employees · 25 to 17
    Dec 16, 2019 to Mar 20, 2020
  • State-registered IARs · 24 to 13
    Dec 16, 2019 to Mar 20, 2020
  • Discretionary RAUM · $143M to $80.7M
    Dec 16, 2019 to Mar 20, 2020
  • HNW RAUM · $72.5M to $73.4M
    Dec 16, 2019 to Mar 20, 2020
  • Individual RAUM · $158M to $111M
    Dec 16, 2019 to Mar 20, 2020
  • Non-discretionary RAUM · $92.2M to $148M
    Dec 16, 2019 to Mar 20, 2020
  • RAUM · $235M to $229M
    Dec 16, 2019 to Mar 20, 2020
  • Other offices · 15 to 5
    Nov 5, 2019 to Dec 16, 2019
  • Accounts · 1,198 to 1,183
    Aug 10, 2018 to Mar 27, 2019
  • Advisory employees · 22 to 20
    Aug 10, 2018 to Mar 27, 2019
  • BD registered reps · 29 to 20
    Aug 10, 2018 to Mar 27, 2019
  • Corporate clients · 9 to 10
    Aug 10, 2018 to Mar 27, 2019
  • HNW clients · 108 to 124
    Aug 10, 2018 to Mar 27, 2019
  • Individual clients · 1,081 to 1,049
    Aug 10, 2018 to Mar 27, 2019
  • Employees · 31 to 25
    Aug 10, 2018 to Mar 27, 2019
  • State-registered IARs · 31 to 24
    Aug 10, 2018 to Mar 27, 2019
  • Other offices · 20 to 15
    Aug 10, 2018 to Mar 27, 2019
  • Discretionary RAUM · $151M to $143M
    Aug 10, 2018 to Mar 27, 2019
  • HNW RAUM · $58.4M to $72.5M
    Aug 10, 2018 to Mar 27, 2019
  • Individual RAUM · $192M to $158M
    Aug 10, 2018 to Mar 27, 2019
  • Non-discretionary RAUM · $102M to $92.2M
    Aug 10, 2018 to Mar 27, 2019
  • RAUM · $253M to $235M
    Aug 10, 2018 to Mar 27, 2019
  • Accounts · 1,104 to 1,198
    Feb 12, 2018 to Mar 19, 2018
  • Advisory employees · 20 to 22
    Feb 12, 2018 to Mar 19, 2018
  • BD registered reps · 31 to 29
    Feb 12, 2018 to Mar 19, 2018
  • Corporate clients · 16 to 9
    Feb 12, 2018 to Mar 19, 2018
  • HNW clients · 94 to 108
    Feb 12, 2018 to Mar 19, 2018
  • Individual clients · 986 to 1,081
    Feb 12, 2018 to Mar 19, 2018
  • Employees · 32 to 31
    Feb 12, 2018 to Mar 19, 2018
  • State-registered IARs · 26 to 31
    Feb 12, 2018 to Mar 19, 2018
  • Other offices · 16 to 20
    Feb 12, 2018 to Mar 19, 2018
  • Discretionary RAUM · $104M to $151M
    Feb 12, 2018 to Mar 19, 2018
  • HNW RAUM · $47.3M to $58.4M
    Feb 12, 2018 to Mar 19, 2018
  • Individual RAUM · $140M to $192M
    Feb 12, 2018 to Mar 19, 2018
Signals
4 dated events
  • Sandlapper Wealth Management, Llc reported 13 state-registered advisory representatives, down from 24 (2019-12-16 to 2020-03-20)
    Mar 20, 2020 · Advisor headcount change · derived
  • Sandlapper Wealth Management, Llc reported 5 offices beyond its principal office, down from 15 (2019-11-05 to 2019-12-16)
    Dec 16, 2019 · Office count change · derived
  • Sandlapper Wealth Management, Llc reported 15 offices beyond its principal office, down from 20 (2018-08-10 to 2019-03-27)
    Mar 27, 2019 · Office count change · derived
  • Colony Park Financial Services Llc filed its initial SEC registration (Form ADV)
    Feb 11, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026