RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• K• B••••
- O•••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 8, 2024 · West Bloomfield, Mi
- A•••• P•••• A••••••• formerNov 7, 2019 to Nov 8, 2024 · Bloomfield Hills, Mi
- F•• S••••••••• C••••••••• formerJan 11, 2017 to Nov 13, 2019 · Bloomfield Hills, Mi
- L•• F•••••••• L•• BD affiliatedDec 16, 2015 to Jan 28, 2017 · Southfield, Mi
- J••• M••••• S••••••••• L•• wirehouseMay 16, 2013 to Dec 21, 2015 · Southfield, Mi
- S•• BD affiliatedSep 17, 2010 to May 17, 2013 · Bloomfield Hills, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 6, 2010 to Feb 4, 2010 · Farmington Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 13, 2008 to Sep 22, 2008 · Farmington Hills, Mi
- A•••• P•••• A••••••• to O•••• A••••••• S•••••••• L••left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to A•••• P•••• A•••••••left Nov 13, 2019, registered Nov 7, 2019 (-6 days) · channel change inside one enterprise, not a move · moved with a team
- L•• F•••••••• L•• to F•• S••••••••• C•••••••••left Jan 28, 2017, registered Jan 11, 2017 (-17 days) · Other
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Dec 21, 2015, registered Dec 16, 2015 (-5 days) · Other
- S•• to J••• M••••• S••••••••• L••left May 17, 2013, registered May 16, 2013 (-1 days) · Other
- M•• I•••••••• S•••••••• L•• to S••left Feb 4, 2010, registered Sep 17, 2010 (225 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Sep 22, 2008, registered Jan 6, 2010 (471 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address