DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• B••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseThe Villages, Fldual registrantIAPD 4939464

Feed of 09/14/2026

Also filed as Robert Allen Brown

At current firm

1 y

since Dec 6, 2024

In the industry

21 y

since Jun 2, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Dec 6, 2024 · The Villages, Fl
J••• M••••• S••••••••• L•• wirehouse
Sep 21, 2020 to Nov 16, 2024 · The Villages, Fl
N••• F•••••• I••••••••• S•••••••• L•• BD affiliated
Jan 4, 2017 to Sep 4, 2020 · Belle Chasse, La
N••• F•••••• A•••• M••••••••• L•• former
Sep 6, 2011 to Jan 4, 2017 · Belle Chasse, La
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 25, 2005 to Mar 17, 2006 · Pensacola, Fl

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 16, 2024, registered Dec 6, 2024 (20 days) · Wirehouse to wirehouse
N••• F•••••• I••••••••• S•••••••• L•• to J••• M••••• S••••••••• L••
left Sep 4, 2020, registered Sep 21, 2020 (17 days) · Affiliated broker-dealer or bank to wirehouse
N••• F•••••• A•••• M••••••••• L•• to N••• F•••••• I••••••••• S•••••••• L••
left Jan 4, 2017, registered Jan 4, 2017 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to N••• F•••••• A•••• M••••••••• L••
left Mar 17, 2006, registered Sep 6, 2011 (1999 days) · Other

Signals

R••••• B•••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-12-06)
Nov 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address